About SWS Group | SWS Financial Services

SWS Group from its modest beginnings in 1972 and the vision of co-founders Don A. Buchholz, and the late Allen Cobb, has grown into a premier financial services firm listed on the New York Stock Exchange. Having been built on the values of integrity, teamwork, personal responsibility, and above all, the belief that customer service should always be the top priority, the SWS Group umbrella has grown to include SWS Financial Services, Southwest Securities and Southwest Securities, FSB. 

SWS Group|SWS Financial Services established and registered with the NASD (now FINRA) and SIPC on January 7th, 1983 is a broker/dealer catering to independent advisors who offer a wide array of investment products and services. Each advisor registered with SWS Financial Services works directly with and only for his/her client.

Gerald Finley began his retail business with SWS Group|Southwest Securities in 1998 and moved to SWS Financial Services in 2000 as an independent advisor. Since that time, Gerald Finley has maintained a retail branch located in Colleyville, TX serving the local area as well as customers across the US. Current licenses include, Series 7 General Securities License, Series 63 Uniform State Law, Series 24 General Principal License, Series 4 Option Principal License and Series 53 Municipal Securities License.